FCA Reporting
SJPR can assist businesses, such as financial institutions, credit and consumer businesses and investment companies, that require registration and regulation by the FCA (Financial Conduct Authority).
Dealing with the FCA and maintaining your ongoing compliance can be a challenge, both in time and resource, and SJPR can take that weight off your shoulders with our in-house team of professional experts.
SJPR can also assist you in setting up structures for Money Service Businesses (MSBs) such as bank account referrals and opening and payment gateways worldwide.
Please call us today for a free consultation.
FCA registration and regulatory reporting
Firms carrying out regulated activities, such as consumer credit, credit broking, lending and investment services, must be authorised or registered by the Financial Conduct Authority and meet ongoing reporting duties. SJPR helps regulated businesses stay compliant and focus on their clients.
How we help
- Support with FCA authorisation and registration applications
- Preparation of regulatory returns submitted through the FCA’s reporting systems
- Financial statements and capital adequacy calculations
- Annual fees, controller and close link notifications
- Compliance calendars so no deadline is missed
Consumer Duty
The FCA’s Consumer Duty requires firms to deliver good outcomes for retail customers. We help you understand the financial reporting implications and keep evidence of your compliance in order.
Why it matters
Late or inaccurate regulatory returns can lead to fines and increased supervision. Accurate, timely reporting protects your authorisation and your reputation.
Frequently asked questions
Which businesses need FCA authorisation?
Businesses carrying out regulated activities, such as consumer credit lending, credit broking, investment services and some payment services.
What regulatory returns do FCA firms file?
It depends on the permissions held. Many firms submit periodic financial and conduct returns through the FCA's reporting systems.
What is the Consumer Duty?
It is an FCA standard requiring firms to act to deliver good outcomes for retail customers across products, prices, communication and support.
Can SJPR prepare our FCA returns?
Yes. We prepare the financial information for your regulatory returns and help you keep to your reporting calendar.
Speak to SJPR Accountants. Call 020 3371 0292 or contact our London team to book a consultation.